Sebi's CAS rollback may offer new lifeline to Indian derivatives market
The reversal could provide a much-needed boost to a market grappling with regulatory curbs aimed at reining in speculative trading
#证监会
外媒与科技媒体长文、研究号文章。按时间排，不论是否入选精选。
Business Standard利好AI 评分1717
金融时报利空AI 评分1616 Shareholders should have a say on making AI safe
SEC decision to rescind key rule on voting could not have come at a worse time
Business StandardAI 评分3838 Sebi writes to Irdai to include insurance data in consolidated statement
Sebi seeks to include insurance and bank deposit details in consolidated account statements to give investors a comprehensive view of their financial assets
钛媒体精选AI 评分8585 港股IPO配售调查涉及茶百道、拨康视云和天聚地合，资产限制上限达43.79亿港元
香港证监会调查港股IPO配售中可能人为营造股份需求的安排，并指令茶百道（02555.HK）自2026年10月13日起停牌；相关两份资产限制通知涉及12个实体，金额上限合计46.64亿港元，其中一份上限为43.79亿港元。
推荐理由：文章梳理了港股IPO认购资金回流、承配人集中度与资产限制通知的关系，并列出证监会披露的预警迹象及相关规则变化。
钛媒体精选AI 评分8080 政策解读：证监会就《公开募集证券投资基金运作管理办法》征求意见
中国证监会于2026年10月9日就《公开募集证券投资基金运作管理办法》及配套规则公开征求意见，草案拟调整基金分类、风险揭示、投资运作和持有人治理等要求。草案拟将部分权益类基金和FOF的成立门槛由规模2亿元、份额2亿份分别降至5000万元、5000万份，并将名称所示投资方向的计算口径由非现金基金资产改为基金总资产。
推荐理由：解读覆盖基金分类、风险揭示、基准管理和成立门槛等拟修订内容，并用总资产与非现金基金资产两种口径的示例展示主题投资比例计算变化。
雷锋网AI 评分2727 茶百道涉IPO欺诈，被暂停交易；字节Seed单独设立大模型安全与对齐部门；华为披露下一代麒麟芯片进展，已进入测试阶段丨雷峰早报
要闻提示1.茶百道涉IPO欺诈，被暂停交易2.字节跳动Seed单独设立大模型安全与对齐部门3.华为披露下一代麒麟芯片进展，已进入测试阶段4.中国刻蚀机之父尹志尧：AI可能会出现泡沫，国内半导体设备商500家得倒闭90%5.DeepSeek融资翻倍至1000亿，新一轮投资方基本确定6.传华人AI科学家姚顺宇开启RSI创业，估值高达20亿美金7.阿里千问办公电商版曝光：近百人团队开发中，预计双十一预售前夕发布8.马斯克谈中国制造：一旦掌握，扩产能力往往能超越全球总和今日头条茶百道涉IPO欺诈，被暂停交易10月13日，香港证监会发文称，茶百道的首次公开招股可能被人为操纵，意图就茶百道的股份需求营造非
MarketWatch利空AI 评分1414 New SEC rules would fleece everyday investors to enrich Wall Street
New proposals from the Securities and Exchange Commission will tilt the scales in favor of Wall Street and against a huge group of retail investors.
钛媒体利好AI 评分4343 钛晨报：证监会将推动北交所、新三板一体化发展，探索适配创新型中小企业的制度和实践；新能源汽车出口退税率将下调
证监会表示，将推动北交所、新三板一体化高质量发展，探索更加适配创新型中小企业的制度和实践。截至今年9月底，北交所上市公司共348家；开市以来累计分红270亿元。财政部、税务总局公告自2027年4月1日起将新能源汽车增值税出口退税率由13%下调至9%。
钛媒体利空AI 评分4040 科技板块持续承压，梁宏质疑部分保险机构“追涨杀跌”，中长期资金如何成为耐心资本
梁宏称，部分保险资管机构7月高位买入科技股、9月下旬大幅减仓止损，令他对其“追涨杀跌”操作感到费解。过去一个月，A/H科技股承压而美股部分科技龙头创新高；梁宏认为国内科技股调整更多受资金面影响，希瓦多数基金包含国庆假期的一周预计净值下跌超过2%，从今年6月高点回撤超过20%。文章进一步讨论中长期资金转化为耐心资本所需的投资框架、考核机制和风险管理体系。
Business StandardAI 评分2626 Sebi nudges brokerage firms to join return verification platform
Only four qualified stock brokers have joined the PaRRVA platform so far, while several industry players have raised concerns over high costs and limited adoption
钛媒体AI 评分4848 【Fintech周报】巨星科技（002444.SZ）3.25亿元入股网商银行；数学博士亚历克斯·格尔科登上英国富豪榜
巨星科技（002444.SZ）获批受让网商银行股份，交易金额3.25亿元，完成后持股1.54%，成为该行第九大股东。英国富豪榜中，46岁的数学博士亚历克斯·格尔科排名第八，财富为160.06亿英镑，较2025年增加72.61亿英镑。
钛媒体AI 评分6464 赴港开户规则收紧后，汇丰、渣打等港资银行在内地提供见证开户
汇丰、渣打等港资银行在内地提供见证开户，客户资产达到50万元人民币并承诺存放至少三个月，经律师鉴证后最快三周可收到香港账户和实体卡。文章梳理了跨境投资账户限制及跨境理财通等合规渠道；截至2026年9月15日，跨境理财通南向通已用额度约163亿元，占比10.89%，剩余额度超过1336亿元。
路透社利空AI 评分4848 美国联邦通信委员会将投票决定是否禁止所有中国实验室测试美国电子产品
美国联邦通信委员会将投票决定是否禁止所有中国实验室测试美国电子产品。
彭博利空AI 评分2020 SEC Warns Activist Investors After Climate Push at Exxon Mobil
The US Securities and Exchange Commission warned asset managers and activist investors about their reporting obligations following a shareholder campaign in 2021 to remove Exxon Mobil Corp. directors over their record on climate.
金融时报AI 评分3333 SEC warns asset managers against collaborating on activist campaigns
US regulator says fund groups risk stricter rules after a probe into the ousting of ExxonMobil board members
彭博AI 评分3838 3X Commodity ETFs: 'SEC Giving Market What It Wants'
Cinthia Murphy, investment strategist at TMX Vettafi, joins Scarlet Fu and Eric Balchunas on "Bloomberg ETF IQ." They discuss multifactor fund resurgence, buybacks, and the recent approval from the SEC for certain commodity 3X ETFs. (Source: Bloomberg)
金融时报AI 评分00 One person is now a quorum at the SEC
The Ankh-Morpork approach to US financial regulation
Business StandardAI 评分2424 Sebi launches nationwide investor campaign, cautions against finfluencers
Project Jagrook will take financial literacy to rural areas and educational institutions, while cautioning investors against anonymous tips and exaggerated return claims
Business StandardAI 评分1919 Sebi may partly reverse derivative settlement rules after pushback
Sebi may use the last 30 minutes' volume-weighted average price for derivatives settlement, while retaining closing auctions for less liquid stocks
路透社AI 评分3737 Wall Street regulator proposes rules on investment adviser crypto asset custody - reuters.com
Wall Street regulator proposes rules on investment adviser crypto asset custody reuters.com
MarketWatchAI 评分66 Trump’s SEC wants to allow fund managers to charge extra fees for better performance. Here’s why it’s a terrible idea.
Think twice before embracing any new fund with high performance-related fees in your 401(k).
CNBCAI 评分2626 Next OpenAIs and Anthropics may come straight to retail market. Here's what to know before investing
The SEC wants retail investors to access private markets, and with all the hype around tech darlings going public, there's plenty of potential reward and risk.
CNBCAI 评分2525 SEC proposes investor exam to expand private-market access — here's how it could work
The SEC proposed expanding accredited investor eligibility beyond traditional income and net worth thresholds, including through a new exam.